Compliance Solutions & Managed Services

Operational Tax Compliance and Reporting Simplified.

Specialist support across QI, FATCA, CRS/CARF and U.S. regulatory obligations - advisory, assurance, compliance, and reporting you can rely on.

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Our Expertise

Operational Tax for Financial Institutions

We have extended expertise and provide fully integrated compliance and outsourcing services in the following Operational Tax Regimes:

  • The Qualified Intermediary (QI) Regime

  • The Foreign Account Tax Compliance Act (FATCA), including the handling of FATCA Group Requests (Switzerland)

  • The OECD Common Reporting Standard (CRS), including the upcoming Crypto Asset Reporting Framework (CARF)

Specific US Regulations

We support clients when they are in scope of U.S. regulations outside of the tax realm:

  • Securities and Exchange Commission (SEC) regulations, especially providing compliance services to SEC registered investment advisors

  • The reporting requirements of the Commodity Futures Trading Commission (CFTC)

  • Questions related to U.S. Estate Tax Laws

Know Your Customer Compliance

We provide support and contracting services in other compliance areas:

  • Swiss and Liechtenstein Anti-Money Laundering (AML) Regulations by even assuming Chief Compliance Officer roles

  • Sanctions Screening and Know Your Customer rules

  • Swiss and U.S. Investor Protection Regulations

News

2025 Year Wrap-up and Outlook

23.12.2025

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While CRS 2.0 will enter into force as scheduled on 1 January 2026, the entry into force of the Swiss CARF provisions has been postponed until at least 2027. As a result, both CARF reporting and due diligence obligations are deferred, providing affected financial institutions with additional time for preparation. At the same time, further regulatory developments are coming into focus, including the revised FATCA agreement (expected to enter into force no earlier than 1 January 2027), new electronic filing requirements in the QI environment, and the postponed introduction of the German MiKaDiv reporting obligations by the end of 2026.
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Approval of PQS as authorized 1042 e-Filer and Upcoming e-Filing Obligations

23.09.2025

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Due to the upcoming changes in the e-filing obligations of the Form 1042, PQS applied for the required status as Electronic Return Originator and Transmitter with the IRS to be able to file Form 1042 and its attachments electronically via the Modernized e-File Platform (MeF) and has recently attained this status. With this newsletter, we would like to inform you about the significant changes in the e-filing obligations of the Forms 1042 and 1042-S, which will have an impact on all filers such as Qualified Intermediaries (“QIs”), Qualified Derivatives Dealer (“QDDs”) and Withholding Foreign Partnerships (“WFPs”) as well as our new e-filing service for Form 1042 and its attachments.
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Extension of International Automatic Exchange of Information in Tax Matters (CRS 2.0)

16.09.2025

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In 2022, the OECD published the updated Standard for Automatic Exchange of Financial Account Information in Tax Matters, also referred to as the Common Reporting Standard (CRS), including the amendment of the existing standard for the automatic exchange of financial account information (so-called CRS 2.0) and the introduction of the new Crypto-Asset Reporting Framework (CARF). This newsletter includes the most significant changes to the legislation planned to enter into force on January 1, 2026.
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Our Clients

More than ninety percent of our clients are Financial Institutions such as Banks, Trustees, Family Offices, Foundations, Partnerships, Tax Exempt Organizations and Investment Managers. Sometimes, we also support individuals and corporations with their obligations.

Our Services

Advisory

Advisory

Our advisory department provides expert guidance and consultation to our clients on a range of mainly U.S. and Swiss/Liechtenstein regulations. Our team of seasoned professionals helps navigating complex tax laws and regulations to ensure compliance with the regulatory requirements.

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Assurance

Assurance

Our assurance team specializes in performing audit, review and health checks. We perform QI periodic reviews and other types of reviews to assess the accuracy and completeness of account holder documentation, to identify potential issues, and to ensure compliance with the regulatory requirements.

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Compliance

Compliance

Our compliance services range from fully outsourcing the compliance function to providing specialist support in certain circumstances. More specific is our Operational Tax Compliance Service which only delegates specific tax controls and functions that the compliance department is facing to us. By using our compliance services, you can mitigate many regulatory risks and ensure that you are operating in full compliance with applicable the regulations.

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Reporting

Reporting

Hundreds of financial institutions entrust our reporting department with their U.S. tax, international tax and regulatory tax reporting obligations. QIs and WPs/WTs delegate not only the formal reporting, but also the preceding reconciliation requirements to us. Many FFIs (FATCA) and FIs (CRS) rely on our data preparation, encryption and submittal services. If there is a need for a substitute tax statement or form, we are happy to help.

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